Asic guidelines related to superannuation product areas

Asic guidelines related to superannuation product areas
ASIC will review up to 50 superannuation fund Becoming an employer’s default fund is a potentially fruitful area for superannuation funds as Related articles
ASIC today provided an update about the start dates for key superannuation reforms relating to the choice products and the portfolio holdings reporting
the presentation of rollover forms attached to product Mr Kell said, ‘ASIC reminds superannuation to develop procedures such as those related to
Go to the left hand side menu and select Legislative Instruments if Declarations/Superannuation Deeds & Trust Guides & Guidelines Instructions
Superannuation; Post ASIC announces new guidelines for advertising the announcement of a proposed regulatory guide for financial product and service
Government Response to SWG Recommendations. Skip they intend to deal with specific risk areas relevant to superannuation benefits to related parties
Product Disclosure Statements and Socially superannuation products, Although not formally part of the Final Guidelines, ASIC has also set down three
Executive summary. This report responds investment in areas such as from the Australian Taxation Office to use with ASIC’s and superannuation funds

Interpreting these guidelines handle certain types of superannuation-related complaints by banking products or post-retirement products), membership of an ASIC-
ASIC’s favourite method of tackling misconduct came with ASIC for offering their customers superannuation products right after a on six areas – including from
Superannuation and Financial Services Industry areas where substantial changes are required to ensure the life ASIC releases updated regulatory guidelines on
Visit our archive of financial services reform sponsored superannuation products 26 October 2004. ASIC has ASIC issues guidelines for interim
The Australian Securities and Investment Commission (ASIC) today released its anticipated draft guidelines in relation to the product disclosure statements (PDSs) of
Superannuation is a tricky area, Superannuation buying guide. In one hypothetical case study outlined by ASIC,
This newsletter includes links to recent developments relating to superannuation, funds management & financial services. Australia Finance and Banking Holding Redlich
Garry Weaven was instrumental in the development of the industry fund movement, and as Chair of IFM Investors, he outlined his five areas of future investment
Want to learn more about financial products and sales incentives? Visit ASIC’s Want to learn more about financial products Check the product areas an
GUIDANCE NOTE FOR ADVISING ON SMSFS investments in superannuation products. As part of its focus on this area ASIC are monitoring where a financial adviser

AFCA already failing super industry on rules Super Review

https://youtube.com/watch?v=0Pg912z3_x8


ASIC releases SRI disclosure guidelines Money Management

products in the Corporations Act 2001 through the Financial Related to these specific reviews of Options for Improving the Safety of Superannuation 6
Giving financial product advice; Find out about ASIC’s superannuation industry liaison plan and This page lists helpful links on superannuation. Related
Cross-agency process for innovative retirement income stream products. This document is also available in portable document format – Guide for APRA funds and life
6 Overlap with regulators and a recommendation that is in some way related to superannuation, as references—into areas of law at the request
Superannuation Industry (Supervision) Act 1993. No. 78, 1993. Compilation No. 93. Compilation date: 1 March 2017
advice on some or all of these areas: investing, superannuation, director of a related body corporate media/1311547/ASIC -submission-PJC-Financial-Products


For superannuation products, products the transactional costs related to the derivative as a result of the new ASIC requirements and guidelines?
Summary of Recommendations. in the plan how they intend to deal with specific risk areas relevant to superannuation giving benefits to related
Want to find out how to choose the right financial adviser for you? Visit ASIC’s what product areas the See our superannuation section for more
Why retail funds expend relatively more on financial advice paid for by members than other types of superannuation funds will be a focus area, related fees
describe regulators’ guidelines including the requirements of ASIC policy relevant product areas. of superannuation products issues related to
The newly-established Australian Financial Complaints Authority is being asked to hurry up in providing superannuation guidelines which ASIC regulatory
This newsletter includes links to recent developments relating to superannuation, areas of focus, presented by the areas ASIC product intervention


ASIC ‘s new corporate The new projects for superannuation and managed funds cover the promotion of new products The regulator also is promising to publish
material contains content specific to the provision of financial product advice on areas Branding Guidelines (ASIC) which is the body
Super 2017 – Conference Program Last and Superannuation, ASIC Topic: ASIC’s Current Areas of Focus The superannuation industry is grappling with some

https://youtube.com/watch?v=LQWRGzJG_J4

Banking royal commission live superannuation hearings

Want to learn more about financial advice? Visit ASIC’s to provide advice on some or all of these areas If you bought a financial product or obtained
FNSSMS601A Provide advice in self-managed to provide advice in self-managed superannuation the requirements of ASIC policy relevant product areas.
Want to learn more about superannuation and retirement planning? Visit ASIC’s MoneySmart website for information on how to plan for your Superannuation & retirement.

Australian Securities & Investments Commission (ASIC

ASIC issues guidance on peer to peers. providers of marketplace lending products. ASIC Commissioner John Price Lending Products covers the following areas:
Fact Sheet; Fact Sheet. The support surveillance and enforcement particularly in the areas of a product intervention power to enable ASIC to respond to market
Australian Securities & Investments Commission (ASIC) Guidelines. ASIC’s chief role is enforcing and regulating company and financial services law.
Find your ideal job at SEEK with 83 jobs found for Insurance & Superannuation, Superannuation in All Australia. View all our vacancies now with new jobs added daily!
Advisers Expertise ASIC Other areas that ASIC believes should be considered by advisers of making a decision about a financial product or class of products.
Superannuation Alert 07.04.16 The Lander technology to deliver financial product explains that ASIC has prepared ‘good practice guidelines’ for
models for allocating default fund members to superannuation products. insurance in superannuation is a key area of interest for ASIC. insurance related

RG146 Compliance Financial Education Professionals


Australia Superannuation Funds Management & Financial

Direct Insurance to be Reviewed as ASIC according to ASIC which stated that most disputes related to the evidence the and issues within a product,
Course Title: Provide advice in superannuation. characteristics and structure of a superannuation product; regulators’ guidelines including ASIC Regulatory
… channels of a trustee’s super products by related ASIC’s guidelines are that it will only ongoing area of investigation for ASIC.
Below are a list of all generally available FSC Guidance Notes. REPORTING TO SUPERANNUATION SCHEMES BY Please refer to ASIC Guidelines on socially responsible
Our dictionary helps explain terms that are related to and laws to protect consumers in the areas of superannuation, 45, Superannuation Product
Chapter 2 – Issues raised during the hearing. superannuation advice and ASIC’s They were deemed not to be a financial product and therefore ASIC did not
Visit our archive of financial services charges for superannuation and related financial products the areas of: current ASIC policy and guidelines,
An SMSF auditor must be registered with ASIC, Professional requirements. meet ongoing obligations as prescribed by the Superannuation Industry (Supervision
ASIC deputy chair Peter Kell leaves the Commonwealth Law Courts Some of the worst areas exposed by the You can read our comment guidelines here.

Options for Improving the Safety of Superannuation


Questions and answers fees and costs – asic.gov.au

Financial Ombudsman Service Australia Submission. April 2016 industry or retail superannuation products. about non-income stream risk products related to a
On 28 July 2015, ASIC released a new regulatory guide to financial service providers in an attempt to streamline the disclosure of information to consumers thro
The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) (the agencies) have published new data on life
Chapter 3 – Transparency in reporting requirements. Chapter 3 – Transparency in reporting so long as they are directed at specific superannuation-related
It wasn’t so many years ago that a large number of Australian superannuation fund we have product Bloch points out that the FPA has guidelines on
Due to the new adviser education guidelines being What is the difference between Tier 1 and Tier 2 products? ASIC has divided ASIC in RG146.59
Are you looking to become ASIC RG146 ASIC Regulatory Guidelines 146 (RG146) financial products and services in a chosen RG146 specialist knowledge area.
ASIC’s proposed fee in response to the Productivity Commission’s draft report Superannuation: of a significant number of products

FNSSMS601A Provide advice in self-managed superannuation

New ASIC guidance on financial product advice. establish sound guidelines early on and stick to them. Paul’s key areas of practice include:
ASIC Compliance. ASIC Regulatory Guidelines 146. Tier 1 general and personal advice across the following knowledge areas: Financial Planning, Superannuation,
ASIC, alleged that WRM Yes FP employed most of WRM’s authorised representatives who provided advice on superannuation products and life insurance. Related
REGULATORY GUIDE 168 Disclosure: Product Disclosure Statements (and other disclosure obligations) October 2011 . About this guide This is a guide for persons
This guidance note focuses on three areas up of a self-managed superannuation fund financial product. However, as discussed earlier ASIC have
According to ASIC, even if they are authorised to provide financial product advice which is important when considering superannuation or investments

ASIC updates licensing guidance for tax and BAS agents

ASIC reviews superannuation funds’ ‘aggressive’ marketing

Assessment Requirements for FNSSMS601 Provide advice in


New ASIC guidance on financial product advice Cleardocs

Superannuation funds ASIC Australian Securities and

Australia Superannuation Funds Management & Financial
GUIDANCE NOTE SMSFS & PROPERTY CPA Australia

For superannuation products, products the transactional costs related to the derivative as a result of the new ASIC requirements and guidelines?
ASIC issues guidance on peer to peers. providers of marketplace lending products. ASIC Commissioner John Price Lending Products covers the following areas:
GUIDANCE NOTE FOR ADVISING ON SMSFS investments in superannuation products. As part of its focus on this area ASIC are monitoring where a financial adviser
ASIC deputy chair Peter Kell leaves the Commonwealth Law Courts Some of the worst areas exposed by the You can read our comment guidelines here.
Garry Weaven was instrumental in the development of the industry fund movement, and as Chair of IFM Investors, he outlined his five areas of future investment
Advisers Expertise ASIC Other areas that ASIC believes should be considered by advisers of making a decision about a financial product or class of products.
material contains content specific to the provision of financial product advice on areas Branding Guidelines (ASIC) which is the body
ASIC’s proposed fee in response to the Productivity Commission’s draft report Superannuation: of a significant number of products

Superannuation funds ASIC Australian Securities and
ASIC updates licensing guidance for tax and BAS agents

Giving financial product advice; Find out about ASIC’s superannuation industry liaison plan and This page lists helpful links on superannuation. Related
Product Disclosure Statements and Socially superannuation products, Although not formally part of the Final Guidelines, ASIC has also set down three
ASIC will review up to 50 superannuation fund Becoming an employer’s default fund is a potentially fruitful area for superannuation funds as Related articles
Cross-agency process for innovative retirement income stream products. This document is also available in portable document format – Guide for APRA funds and life
Summary of Recommendations. in the plan how they intend to deal with specific risk areas relevant to superannuation giving benefits to related
products in the Corporations Act 2001 through the Financial Related to these specific reviews of Options for Improving the Safety of Superannuation 6
Interpreting these guidelines handle certain types of superannuation-related complaints by banking products or post-retirement products), membership of an ASIC-

ASIC announces new guidelines for advertising financial
Superannuation A changing tide Super Review

ASIC ‘s new corporate The new projects for superannuation and managed funds cover the promotion of new products The regulator also is promising to publish
Visit our archive of financial services charges for superannuation and related financial products the areas of: current ASIC policy and guidelines,
Chapter 3 – Transparency in reporting requirements. Chapter 3 – Transparency in reporting so long as they are directed at specific superannuation-related
An SMSF auditor must be registered with ASIC, Professional requirements. meet ongoing obligations as prescribed by the Superannuation Industry (Supervision
This newsletter includes links to recent developments relating to superannuation, areas of focus, presented by the areas ASIC product intervention
… channels of a trustee’s super products by related ASIC’s guidelines are that it will only ongoing area of investigation for ASIC.
ASIC Compliance. ASIC Regulatory Guidelines 146. Tier 1 general and personal advice across the following knowledge areas: Financial Planning, Superannuation,
Government Response to SWG Recommendations. Skip they intend to deal with specific risk areas relevant to superannuation benefits to related parties

Banking royal commission live superannuation hearings
Super 2017 Conference Program 170213 – ICE Australia

Superannuation Alert 07.04.16 The Lander technology to deliver financial product explains that ASIC has prepared ‘good practice guidelines’ for
For superannuation products, products the transactional costs related to the derivative as a result of the new ASIC requirements and guidelines?
Product Disclosure Statements and Socially superannuation products, Although not formally part of the Final Guidelines, ASIC has also set down three
The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) (the agencies) have published new data on life
It wasn’t so many years ago that a large number of Australian superannuation fund we have product Bloch points out that the FPA has guidelines on
advice on some or all of these areas: investing, superannuation, director of a related body corporate media/1311547/ASIC -submission-PJC-Financial-Products
products in the Corporations Act 2001 through the Financial Related to these specific reviews of Options for Improving the Safety of Superannuation 6
This guidance note focuses on three areas up of a self-managed superannuation fund financial product. However, as discussed earlier ASIC have

AFCA already failing super industry on rules Super Review
Executive summary Financial System Inquiry

Direct Insurance to be Reviewed as ASIC according to ASIC which stated that most disputes related to the evidence the and issues within a product,
ASIC, alleged that WRM Yes FP employed most of WRM’s authorised representatives who provided advice on superannuation products and life insurance. Related
Find your ideal job at SEEK with 83 jobs found for Insurance & Superannuation, Superannuation in All Australia. View all our vacancies now with new jobs added daily!
ASIC deputy chair Peter Kell leaves the Commonwealth Law Courts Some of the worst areas exposed by the You can read our comment guidelines here.
Fact Sheet; Fact Sheet. The support surveillance and enforcement particularly in the areas of a product intervention power to enable ASIC to respond to market
Advisers Expertise ASIC Other areas that ASIC believes should be considered by advisers of making a decision about a financial product or class of products.
Below are a list of all generally available FSC Guidance Notes. REPORTING TO SUPERANNUATION SCHEMES BY Please refer to ASIC Guidelines on socially responsible
ASIC today provided an update about the start dates for key superannuation reforms relating to the choice products and the portfolio holdings reporting
According to ASIC, even if they are authorised to provide financial product advice which is important when considering superannuation or investments
REGULATORY GUIDE 168 Disclosure: Product Disclosure Statements (and other disclosure obligations) October 2011 . About this guide This is a guide for persons
… channels of a trustee’s super products by related ASIC’s guidelines are that it will only ongoing area of investigation for ASIC.
Super 2017 – Conference Program Last and Superannuation, ASIC Topic: ASIC’s Current Areas of Focus The superannuation industry is grappling with some
Executive summary. This report responds investment in areas such as from the Australian Taxation Office to use with ASIC’s and superannuation funds
material contains content specific to the provision of financial product advice on areas Branding Guidelines (ASIC) which is the body
Want to learn more about financial products and sales incentives? Visit ASIC’s Want to learn more about financial products Check the product areas an

ASIC Regulatory Guide 168 Disclosure Product disclosure
ASIC Compliance Archives Kaplan Professional

Are you looking to become ASIC RG146 ASIC Regulatory Guidelines 146 (RG146) financial products and services in a chosen RG146 specialist knowledge area.
ASIC’s favourite method of tackling misconduct came with ASIC for offering their customers superannuation products right after a on six areas – including from
ASIC’s proposed fee in response to the Productivity Commission’s draft report Superannuation: of a significant number of products
Financial Ombudsman Service Australia Submission. April 2016 industry or retail superannuation products. about non-income stream risk products related to a
Advisers Expertise ASIC Other areas that ASIC believes should be considered by advisers of making a decision about a financial product or class of products.
Giving financial product advice; Find out about ASIC’s superannuation industry liaison plan and This page lists helpful links on superannuation. Related
ASIC Compliance. ASIC Regulatory Guidelines 146. Tier 1 general and personal advice across the following knowledge areas: Financial Planning, Superannuation,
Interpreting these guidelines handle certain types of superannuation-related complaints by banking products or post-retirement products), membership of an ASIC-
Why retail funds expend relatively more on financial advice paid for by members than other types of superannuation funds will be a focus area, related fees
Australian Securities & Investments Commission (ASIC) Guidelines. ASIC’s chief role is enforcing and regulating company and financial services law.
Government Response to SWG Recommendations. Skip they intend to deal with specific risk areas relevant to superannuation benefits to related parties
New ASIC guidance on financial product advice. establish sound guidelines early on and stick to them. Paul’s key areas of practice include:
advice on some or all of these areas: investing, superannuation, director of a related body corporate media/1311547/ASIC -submission-PJC-Financial-Products
ASIC, alleged that WRM Yes FP employed most of WRM’s authorised representatives who provided advice on superannuation products and life insurance. Related

Direct Insurance to be Reviewed as ASIC Finds Claims
Summary of Recommendations – Treasury.gov.au

Interpreting these guidelines handle certain types of superannuation-related complaints by banking products or post-retirement products), membership of an ASIC-
ASIC Compliance. ASIC Regulatory Guidelines 146. Tier 1 general and personal advice across the following knowledge areas: Financial Planning, Superannuation,
Superannuation and Financial Services Industry areas where substantial changes are required to ensure the life ASIC releases updated regulatory guidelines on
Advisers Expertise ASIC Other areas that ASIC believes should be considered by advisers of making a decision about a financial product or class of products.
Want to find out how to choose the right financial adviser for you? Visit ASIC’s what product areas the See our superannuation section for more

Submission 90 Australian Securities and Investments
Allens Financial Services Regulation Archive News 2002

Super 2017 – Conference Program Last and Superannuation, ASIC Topic: ASIC’s Current Areas of Focus The superannuation industry is grappling with some
This newsletter includes links to recent developments relating to superannuation, areas of focus, presented by the areas ASIC product intervention
New ASIC guidance on financial product advice. establish sound guidelines early on and stick to them. Paul’s key areas of practice include:
The newly-established Australian Financial Complaints Authority is being asked to hurry up in providing superannuation guidelines which ASIC regulatory
The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) (the agencies) have published new data on life
Chapter 3 – Transparency in reporting requirements. Chapter 3 – Transparency in reporting so long as they are directed at specific superannuation-related
products in the Corporations Act 2001 through the Financial Related to these specific reviews of Options for Improving the Safety of Superannuation 6
Cross-agency process for innovative retirement income stream products. This document is also available in portable document format – Guide for APRA funds and life
Course Title: Provide advice in superannuation. characteristics and structure of a superannuation product; regulators’ guidelines including ASIC Regulatory
Want to learn more about superannuation and retirement planning? Visit ASIC’s MoneySmart website for information on how to plan for your Superannuation & retirement.

Australia Superannuation Funds Management & Financial
Options for Improving the Safety of Superannuation

ASIC issues guidance on peer to peers. providers of marketplace lending products. ASIC Commissioner John Price Lending Products covers the following areas:
Superannuation; Post ASIC announces new guidelines for advertising the announcement of a proposed regulatory guide for financial product and service
Fact Sheet; Fact Sheet. The support surveillance and enforcement particularly in the areas of a product intervention power to enable ASIC to respond to market
An SMSF auditor must be registered with ASIC, Professional requirements. meet ongoing obligations as prescribed by the Superannuation Industry (Supervision
According to ASIC, even if they are authorised to provide financial product advice which is important when considering superannuation or investments
Superannuation and Financial Services Industry areas where substantial changes are required to ensure the life ASIC releases updated regulatory guidelines on
On 28 July 2015, ASIC released a new regulatory guide to financial service providers in an attempt to streamline the disclosure of information to consumers thro

Fact Sheet – Treasury.gov.au
Summary of Recommendations – Treasury.gov.au

ASIC today provided an update about the start dates for key superannuation reforms relating to the choice products and the portfolio holdings reporting
Financial Ombudsman Service Australia Submission. April 2016 industry or retail superannuation products. about non-income stream risk products related to a
describe regulators’ guidelines including the requirements of ASIC policy relevant product areas. of superannuation products issues related to
advice on some or all of these areas: investing, superannuation, director of a related body corporate media/1311547/ASIC -submission-PJC-Financial-Products
ASIC ‘s new corporate The new projects for superannuation and managed funds cover the promotion of new products The regulator also is promising to publish
ASIC issues guidance on peer to peers. providers of marketplace lending products. ASIC Commissioner John Price Lending Products covers the following areas:
Want to learn more about financial products and sales incentives? Visit ASIC’s Want to learn more about financial products Check the product areas an
ASIC Compliance. ASIC Regulatory Guidelines 146. Tier 1 general and personal advice across the following knowledge areas: Financial Planning, Superannuation,
Cross-agency process for innovative retirement income stream products. This document is also available in portable document format – Guide for APRA funds and life
models for allocating default fund members to superannuation products. insurance in superannuation is a key area of interest for ASIC. insurance related

AFCA already failing super industry on rules Super Review
Chapter 2 Issues raised during the hearing – Parliament

Summary of Recommendations. in the plan how they intend to deal with specific risk areas relevant to superannuation giving benefits to related
ASIC today provided an update about the start dates for key superannuation reforms relating to the choice products and the portfolio holdings reporting
ASIC, alleged that WRM Yes FP employed most of WRM’s authorised representatives who provided advice on superannuation products and life insurance. Related
Superannuation is a tricky area, Superannuation buying guide. In one hypothetical case study outlined by ASIC,
ASIC issues guidance on peer to peers. providers of marketplace lending products. ASIC Commissioner John Price Lending Products covers the following areas:
the presentation of rollover forms attached to product Mr Kell said, ‘ASIC reminds superannuation to develop procedures such as those related to
Are you looking to become ASIC RG146 ASIC Regulatory Guidelines 146 (RG146) financial products and services in a chosen RG146 specialist knowledge area.
This guidance note focuses on three areas up of a self-managed superannuation fund financial product. However, as discussed earlier ASIC have
The Australian Securities and Investment Commission (ASIC) today released its anticipated draft guidelines in relation to the product disclosure statements (PDSs) of
Below are a list of all generally available FSC Guidance Notes. REPORTING TO SUPERANNUATION SCHEMES BY Please refer to ASIC Guidelines on socially responsible
Superannuation and Financial Services Industry areas where substantial changes are required to ensure the life ASIC releases updated regulatory guidelines on
Go to the left hand side menu and select Legislative Instruments if Declarations/Superannuation Deeds & Trust Guides & Guidelines Instructions
Executive summary. This report responds investment in areas such as from the Australian Taxation Office to use with ASIC’s and superannuation funds
Due to the new adviser education guidelines being What is the difference between Tier 1 and Tier 2 products? ASIC has divided ASIC in RG146.59
On 28 July 2015, ASIC released a new regulatory guide to financial service providers in an attempt to streamline the disclosure of information to consumers thro

Submission 90 Australian Securities and Investments
Executive summary Financial System Inquiry

products in the Corporations Act 2001 through the Financial Related to these specific reviews of Options for Improving the Safety of Superannuation 6
Executive summary. This report responds investment in areas such as from the Australian Taxation Office to use with ASIC’s and superannuation funds
Interpreting these guidelines handle certain types of superannuation-related complaints by banking products or post-retirement products), membership of an ASIC-
An SMSF auditor must be registered with ASIC, Professional requirements. meet ongoing obligations as prescribed by the Superannuation Industry (Supervision
6 Overlap with regulators and a recommendation that is in some way related to superannuation, as references—into areas of law at the request
Go to the left hand side menu and select Legislative Instruments if Declarations/Superannuation Deeds & Trust Guides & Guidelines Instructions

Provide advice in superannuation RMIT University
Garry Weaven on 5 areas of super investment Cuffelinks

Due to the new adviser education guidelines being What is the difference between Tier 1 and Tier 2 products? ASIC has divided ASIC in RG146.59
ASIC’s favourite method of tackling misconduct came with ASIC for offering their customers superannuation products right after a on six areas – including from
REGULATORY GUIDE 168 Disclosure: Product Disclosure Statements (and other disclosure obligations) October 2011 . About this guide This is a guide for persons
Direct Insurance to be Reviewed as ASIC according to ASIC which stated that most disputes related to the evidence the and issues within a product,
Why retail funds expend relatively more on financial advice paid for by members than other types of superannuation funds will be a focus area, related fees
Cross-agency process for innovative retirement income stream products. This document is also available in portable document format – Guide for APRA funds and life
… channels of a trustee’s super products by related ASIC’s guidelines are that it will only ongoing area of investigation for ASIC.
the presentation of rollover forms attached to product Mr Kell said, ‘ASIC reminds superannuation to develop procedures such as those related to

FNSSMS601A Provide advice in self-managed superannuation
RG146 Compliance Financial Education Professionals

Want to learn more about financial advice? Visit ASIC’s to provide advice on some or all of these areas If you bought a financial product or obtained
Below are a list of all generally available FSC Guidance Notes. REPORTING TO SUPERANNUATION SCHEMES BY Please refer to ASIC Guidelines on socially responsible
This guidance note focuses on three areas up of a self-managed superannuation fund financial product. However, as discussed earlier ASIC have
models for allocating default fund members to superannuation products. insurance in superannuation is a key area of interest for ASIC. insurance related
ASIC issues guidance on peer to peers. providers of marketplace lending products. ASIC Commissioner John Price Lending Products covers the following areas:
New ASIC guidance on financial product advice. establish sound guidelines early on and stick to them. Paul’s key areas of practice include:
Garry Weaven was instrumental in the development of the industry fund movement, and as Chair of IFM Investors, he outlined his five areas of future investment
Why retail funds expend relatively more on financial advice paid for by members than other types of superannuation funds will be a focus area, related fees
Super 2017 – Conference Program Last and Superannuation, ASIC Topic: ASIC’s Current Areas of Focus The superannuation industry is grappling with some

Chapter 3 Transparency in reporting requirements
APRA and ASIC release new life claims data APRA

Want to learn more about financial advice? Visit ASIC’s to provide advice on some or all of these areas If you bought a financial product or obtained
Want to learn more about superannuation and retirement planning? Visit ASIC’s MoneySmart website for information on how to plan for your Superannuation & retirement.
products in the Corporations Act 2001 through the Financial Related to these specific reviews of Options for Improving the Safety of Superannuation 6
ASIC deputy chair Peter Kell leaves the Commonwealth Law Courts Some of the worst areas exposed by the You can read our comment guidelines here.
Superannuation; Post ASIC announces new guidelines for advertising the announcement of a proposed regulatory guide for financial product and service
Cross-agency process for innovative retirement income stream products. This document is also available in portable document format – Guide for APRA funds and life
REGULATORY GUIDE 168 Disclosure: Product Disclosure Statements (and other disclosure obligations) October 2011 . About this guide This is a guide for persons
On 28 July 2015, ASIC released a new regulatory guide to financial service providers in an attempt to streamline the disclosure of information to consumers thro
Interpreting these guidelines handle certain types of superannuation-related complaints by banking products or post-retirement products), membership of an ASIC-
This guidance note focuses on three areas up of a self-managed superannuation fund financial product. However, as discussed earlier ASIC have
An SMSF auditor must be registered with ASIC, Professional requirements. meet ongoing obligations as prescribed by the Superannuation Industry (Supervision
Are you looking to become ASIC RG146 ASIC Regulatory Guidelines 146 (RG146) financial products and services in a chosen RG146 specialist knowledge area.
Want to find out how to choose the right financial adviser for you? Visit ASIC’s what product areas the See our superannuation section for more
Government Response to SWG Recommendations. Skip they intend to deal with specific risk areas relevant to superannuation benefits to related parties
Our dictionary helps explain terms that are related to and laws to protect consumers in the areas of superannuation, 45, Superannuation Product

ASIC Compliance Archives Kaplan Professional
Direct Insurance to be Reviewed as ASIC Finds Claims

ASIC deputy chair Peter Kell leaves the Commonwealth Law Courts Some of the worst areas exposed by the You can read our comment guidelines here.
REGULATORY GUIDE 168 Disclosure: Product Disclosure Statements (and other disclosure obligations) October 2011 . About this guide This is a guide for persons
Superannuation is a tricky area, Superannuation buying guide. In one hypothetical case study outlined by ASIC,
6 Overlap with regulators and a recommendation that is in some way related to superannuation, as references—into areas of law at the request
Government Response to SWG Recommendations. Skip they intend to deal with specific risk areas relevant to superannuation benefits to related parties